Senior Manager IB&M Compliance, Hong Kong

Your Business

Risk Management is responsible for developing the risk frameworks to allow the Group to take conscious exposures to credit, market, operational, compliance and insurance risks within a Board-approved appetite. Risk Management ensures the Group has appropriate strategies and frameworks in place to assess, manage and report on credit, market, operational, compliance and insurance risks for Hong Kong Branch.

Your Team

The Compliance team is responsible for advising on, testing and overseeing the Compliance Risk Management Framework. In delivering these services our key aim is to support Business Units achieving their strategic goals including amongst many things, operating within their respective Risk Appetites.

We are looking for a Senior Manager, IB&M Compliance to support the Hong Kong Compliance team in their day to day roles advising the CBA Hong Kong Branch on all aspects of its Compliance Obligations. The Branch has both a Global Markets and Client Solutions presence, as well as other local domestic obligations due to doing business in that location.

Your Role

As Senior Manager, IB&M Compliance you will support sustainable business growth across IB&M through optimal risk/reward decisions and assurance on key controls.

Your role will provide compliance advice and support for the IB&M businesses. Reporting to the Head of Compliance and Regulatory Affairs Asia, you will work closely with the Business (including Line 1 Risk Management), other Risk functions (Compliance, Market Risk, Credit) and other functions which support the business.

Key tasks:

• Understand business activities in markets and banking to analyse business queries and provide pragmatic Compliance advice on a range of areas including for example: licensing, marketing, market conduct, record keeping, OTC derivatives, data and privacy;
• Respond to compliance queries on policies, regulation, regulatory reform, business and regulatory change;
• Provide advice and challenge business stakeholders and risk colleagues on whether the business is appropriately meeting its compliance obligations;
• Representing compliance in risk forums and other governance arrangements;
• Providing compliance advice to business projects or product changes;
• Assisting in incident management and breach identification;
• Assist in Regulatory engagement, such as breach reporting, responding to notices or other information requests.

To be successful:

• Strong team work focus with excellence in driving results and delivering customer satisfaction.
• Experience in successfully independently communicating with and influencing your peers and senior management.
• Familiarity and knowledge of the financial services regulatory environment.
• A commercial mind, able to balance Compliance and business goals.
• Experience in financial services investigations or analysis advantageous
• Relevant graduate degrees in business, legal or financial discipline desirable.
• Minimum 6 - 8 years’ experience in financial services, risk or legal role.
• Good knowledge markets or banking regulations, the role of Compliance and the Hong Kong Regulatory Environment.

In return you will get the opportunity of working for Australia’s leading bank that can offer genuine work/life balance, a great office culture and stable team. What are you waiting for, apply today to be considered!

Applications close: 05 Nov 2019 China Standard Time

For further information, and to apply, please visit our website via the “Apply” button below.