Internal Audit Manager
- Recruiter
- TopGear Consultants Pvt Ltd
- Location
- Mumbai, India
- Salary
- Competitive salary
- Posted
- 13 Jun 2019
- Closes
- 18 Jun 2019
- Ref
- 5d07696ee4b0ab19fd3542db
- Job role
- Audit, Internal audit
- Experience level
- Manager
Risk assessment and substantive audit procedure based on walkthrough.
Review of Risk Control Matrix (RCM) to identify design deficiency.
Substantive procedures for testing of the operating effectiveness.
Review of the outsourced activities & business applications.
Discussion of control gap and audit findings with process owners.
Reporting of key audit findings to Internal Control Committee.
Key audit areas dealt.
Customer & vendor payouts.
Customer receipts.
Policy servicing & customer claims.
Anti-Money Laundering (AML).
Customer communication.
Legal audit.
Regulatory aspects
Review of reporting made to Financial Intelligence Unit (FIU)
- Review of adherence to regulatory guidelines, circulars, regulations, etc.
- Review of SOX processes & reporting of deficiencies
Review of Risk Control Matrix (RCM) to identify design deficiency.
Substantive procedures for testing of the operating effectiveness.
Review of the outsourced activities & business applications.
Discussion of control gap and audit findings with process owners.
Reporting of key audit findings to Internal Control Committee.
Key audit areas dealt.
Customer & vendor payouts.
Customer receipts.
Policy servicing & customer claims.
Anti-Money Laundering (AML).
Customer communication.
Legal audit.
Regulatory aspects
Review of reporting made to Financial Intelligence Unit (FIU)
- Review of adherence to regulatory guidelines, circulars, regulations, etc.
- Review of SOX processes & reporting of deficiencies
Similar jobs
-
New