Wholesale Banking Audit Director

New York
02 Jun 2019
30 Jun 2019
Job role
Contract type
Full time
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world with total assets of over $2.4 trillion (as ranked by SNL Financial, April 2016) and 140,000 colleagues in nearly 50 countries. In the U.S., were 13,000 strong, working together to positively impact every customer, organization, and community we serve. We achieve this by delivering on our values, putting people first, fostering long–term relationships built on honesty and mutual understanding, and inspiring the best in each other. This is all part of our inclusive, high–performing culture supported by Total Rewards that include our cash balance pension plan. Join a team thats working to fulfill its vision to be the worlds most trusted financial group. Internal Audit for the Americas acts as the third line of defense, independently assessing first and second line managements effectiveness in identifying, measuring, monitoring and controlling the risks of the organization. Position summary We are searching for an Audit Director within the Internal Audit for the Americas function with broad banking/financial services experience to provide strategic leadership for the team responsible for the North America Wholesale and Investment Banking (NAWIB) and Global Markets businesses. The position reports to a Managing Director, Division Audit Executive, and is responsible for supporting the development, execution and delivery of the audit plan, internal and external stakeholder management; staff management; issues follow up; and preparation of Audit Committee and Executive Management reporting. The position requires strong, broad knowledge across business divisions and accountability for the quality of resulting audit work product. Qualifications:Fifteen or more years of internal/external audit or risk management experience, including significant management and leadership responsibility with large complex financial institutions.Strong knowledge of corporate lending activities, including loan origination and underwriting; credit analysis; loan servicing; and portfolio management. Strong knowledge of asset based lending and financing activities (e.g., trade finance, project finance, supply chain financing, leasing). Understanding of end to end lending processes including syndication and securitization activities and related rules and regulations. Ability to interact and communicate effectively with senior leadership, regulators, and staff at all levels.Strong verbal and written communication skills, including the ability to write clear, concise, executive level summaries. Critical thinking, analytical, and problem solving skills. Strong project management experience.Demonstrated ability to lead audit teams and manage an audit plan.Extensive experience with the financial industry and related markets, related regulatory bodies, and current industry events and trends.Deep understanding of risk assessment, audit methodology and audit execution techniques. Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns.Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) Up to 20% travel may be requireThe above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified. To learn more about MUFG, review all current career opportunities, and apply please visit us online: We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer: Minority/Female/Disability/Veteran.