Senior Audit Manager Regulatory CMP
Senior Audit Manager Regulatory Compliance HSBC China (Pearl River Delta)
Internal Audit (IAD)
Group Internal Audit provides independent assurance to management and the Risk and Audit Committees that HSBC’s risk management, governance and internal control processes are designed appropriately and are operating effectively. We are currently seeking an experienced professional to join our team. In this role, you will:
Supporting the Global Head of Regulatory Compliance, Conduct, Culture and Legal Audit (RCCCL) with initiating and leading the delivery of audits, some major and/or highly complex, based on the critical assessment of the business, and the governance, risk and internal control frameworks.
•Driving the coordination and collaboration of a consistent delivery of audit work across the Global Businesses and Global Functions relating to Regulatory Compliance. Work closely with business, regional and country audit teams to ensure high quality Regulatory Compliance audit coverage
•Operating as the Subject Matter Expert, identify emerging regulatory risk across global jurisdictions and develop an appropriate audit response across the global function
•Identify and analyse Regulatory Compliance themes deriving from audit work across the function to assist proactive risk management across the three lines of defence
•Engaging with and providing strategic advice to internal stakeholders by utilising knowledge of the business and the governance, risk and regulatory frameworks.
•Managing the interface between internal and external stakeholders to ensure a common approach to and understanding of key deliverables.
•Suporting Culture and Conduct audit coverage.
•Play an integral role in annual as well as ongoing audit planning.
任职条件 To be successful in the role, you should meet the following requirements:Good understanding of Regulatory Compliance risk management process as part of 3 Lines of Defense (3LOD) control framework
•Practical involvement with compliance monitoring and/or testing
•Ability to independently read and interpret financial services regulation
•5+ years of relevant Audit or Regulatory Compliance experience
•University Degree
•Relevant role specific compliance or audit qualifications You’ll achieve more when you join HSBC.
www.hsbc.com.cn/careersHSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment.
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职位要求 学历要求:无 工作经验:无 外语要求:不需要