Compliance Officer, AED 30-40,000 per month, Dubai
- Recruiter
- Sapphire Recruitment
- Location
- Dubai, United Arab Emirates
- Salary
- Competitive
- Posted
- 30 Apr 2019
- Closes
- 11 Jun 2019
- Ref
- 3909744
- Job role
- Accountant
This role is only open to fluent Arabic/English speakers so only apply please if you match this. Our client offers unrivalled benefits and great career progression within a friendly environment.
Description:
• Develop and implement a compliance program of the post trade services in line with regulatory framework and international IOSCO standards
• Advice management on matters related to the organization’s compliance with applicable laws and regulations
• Draft and revise company policies in line with supporting regulatory framework
• Keep abreast of changing regulatory environment and update management of impact of these changes on the organsation
• Coordinate with local and international regulators, members in the area of compliance related to CCP and CSD
• Perform regular and surprise inspection of its members to make sure they abide by the applicable legislations and all the regulations issued by the Market, Depository, CCP and the market authority
• Develop, implement and monitor compliance with ERM framework and policies and procedures for the organisation in line with organisation Risk objectives
• Create reliable internal controls and monitor adherence to those controls in line with organisations objectives
• Assist business units in recording the risks and establishing the risk register for the organisation.
• Evaluate and update the risk rating as per the audit reports and amend the risk register with new risk
• Provide training to internal employees on necessary regulations and industry practices
• Works with a long-term perspective in addressing customer needs
• Takes a partnership approach.
• Looks for long-term benefits to the customer
• Becomes intimately involved in and 'expert' on the customers business
• Seeks mutual gain partnership with key customers
• Reviews activities to ensure that thinking and actions are focused on customer needs
• Identifies problems
• Secures relevant information from all sources and seeks potential solutions
• Synthesizes complex or diverse information
• In case of conflict, remains calm and thinks of logical ways to solve the problem
• Clear about who should be given which tasks
• Capable of giving effective feedback to subordinates & superiors
Description:
• Develop and implement a compliance program of the post trade services in line with regulatory framework and international IOSCO standards
• Advice management on matters related to the organization’s compliance with applicable laws and regulations
• Draft and revise company policies in line with supporting regulatory framework
• Keep abreast of changing regulatory environment and update management of impact of these changes on the organsation
• Coordinate with local and international regulators, members in the area of compliance related to CCP and CSD
• Perform regular and surprise inspection of its members to make sure they abide by the applicable legislations and all the regulations issued by the Market, Depository, CCP and the market authority
• Develop, implement and monitor compliance with ERM framework and policies and procedures for the organisation in line with organisation Risk objectives
• Create reliable internal controls and monitor adherence to those controls in line with organisations objectives
• Assist business units in recording the risks and establishing the risk register for the organisation.
• Evaluate and update the risk rating as per the audit reports and amend the risk register with new risk
• Provide training to internal employees on necessary regulations and industry practices
• Works with a long-term perspective in addressing customer needs
• Takes a partnership approach.
• Looks for long-term benefits to the customer
• Becomes intimately involved in and 'expert' on the customers business
• Seeks mutual gain partnership with key customers
• Reviews activities to ensure that thinking and actions are focused on customer needs
• Identifies problems
• Secures relevant information from all sources and seeks potential solutions
• Synthesizes complex or diverse information
• In case of conflict, remains calm and thinks of logical ways to solve the problem
• Clear about who should be given which tasks
• Capable of giving effective feedback to subordinates & superiors
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