SVP / VP, CBG and Legal & Compliance, Group Audit

Recruiter
Adzuna
Location
Singapore, SG
Salary
Competitive
Posted
23 Apr 2019
Closes
23 Apr 2019
Ref
1132248355
Job role
Audit
The employer is a leading financial services group in Asia

  • Assist Function Audit Head to manage the Singapore Audit team and oversee the regional audit portfolio of wealth management and Legal, Compliance & Secretariat (LCS)
  • Foster a trusted relationship with senior stakeholders across locations both internally (e.g. executive management, Audit Committee & board) and externally (e.g. regulators)
  • Drive annual audit planning, execute audit plans and provide progress update to the Audit leadership team
  • Provide oversight on end-to-end audits of Wealth Management and/or LCS in a risk focused manner regionally
  • Lead regional audit initiatives (e.g. audit transformation, cross-location collaboration etc.)
  • Escalate issues appropriately and timely. Ensure concise and clear audit findings and reports are presented on a timely basis.
  • Keep abreast on the development of regulatory, industry and product development through continuous monitoring and auditing.

  • Bachelor or master's degree in business, information system, business administration or a related discipline.
  • Minimum of 10 years' experience in a banking environment, preferably in wealth management, Legal & Compliance, Audit or relevant risk and control functions.
  • Good experience in regulator & senior stakeholder engagement (across function and location)
  • Strong understanding and working knowledge of wealth management products (such as foreign exchange, bonds, equities, derivatives, fund management products and financial structures), and product risk management.
  • Ability to work effectively with multiple priorities and to determine the most appropriate solution based on organisational and stakeholder needs.
  • Ability to establish and maintain positive relationships with stakeholders and team mates.
  • Self-motivated, and demonstrates the initiative & ability to work independently.
  • Excellent oral and written communication, negotiation and presentation skills.
  • Robust analytical skills with strong attention to detail.
  • Professional qualifications (such as Association of Chartered Certified Accountants (ACCA), Certified Public Accountant (CPA), Certified Anti-Money Laundering Specialist (CAMS), Association of Certified Fraud Examiners (ACFE)

Similar jobs

Similar jobs