SVP, VP_Compliance_Securities firm

Our client is a leading financial institution based in Hong Kong with business in Securities Brokerage, Wealth Management and Capital Markets. With the continuous business grow, they are able to offer genuine career paths to their employee. An opportunity now exists for an experienced Compliance professional to join their organization Compliance VP or SVP.

Description

• Responsible for the compliance advice to the general business, including the new business, integration process, gap analysis and policies and procedures review and drafting
• Liaise with various stakeholders on the operational process improvement for the integration project
• Advise management and relevant business units on compliance-related matters
• Work closely with both internal and external parties including auditors and regulatory authorities on compliance issues
• Keep abreast of the latest legal and regulatory requirements and promote the compliance awareness within the Group

Profile

• Degree holder in Accounting, Business, Law or related discipline
• 7-10 years of experience in compliance in securities firms
• Strong interpersonal and communication skills with fluent English and Mandarin is preferred

Job Offer

• Excellent Fringe Benefits
• Attractive Compensation
• Career Development

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Cherry Chan on +852 2848 9514.