Senior Auditor

To plan and execute less complex portions of the Risk & Control Services plan, including audit activities and SOX/ISAE3402/MAR/FDICIA/SOC compliance activities, presenting objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identify control deficiencies, assesses exposure and significance, and proposes cost effective recommendations.

Role Responsibilities:

• Responsible for planning and executing less complex portions of the Risk & Control Services plan, including audit activities and SOX/ISAE3402/MAR/FDICIA/SOC compliance activities. Gathers and provides input into risk assessments in conformance with department standards, generally in less complex areas. Presents results to various levels of client management
• Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations. Monitors and validates Management Action Plan status. Recommends closure of Manangement Action Plans when actions are complete and identified deficiency has been addressed.
• Coordinates with appropriate control groups (internal and external) in planning, and executing assigned work
• Build & maintain strong working relationships within Asset Management Technology.

Desirable Experience:

• CISA, CISSP, CIA, ACA, ACCA, CIMA
• Experience in an accounting practice, internal audit, technology audit or related financial services field.
• Experience leading small to mid-sized projects
• Ability to build and maintain strong relationships across multiple teams, grades and jurisdictions