VP, Chief Compliance Officer, Investments

VP, Chief Compliance Officer, Investments This position can be a remote position from any location within the United States. Job Purpose: This position is responsible for developing and monitoring broker dealer, RIA and Insurance compliance programs and ensuring they comply with all pertinent legal and regulatory requirements. Responsible for working with all regulatory agencies and internal/external clients and partners to resolve compliance issues; providing counsel and training to staff; and reviewing prospectuses, applications, and advertising materials. It is also expected that the Chief Compliance Officer (CCO) will establish and maintain productive, trusting relationships with CBS