Compliance Assurance Officer - Enterprise Banking
Key responsibilities are:
Qualifications
Requirements:
- Investigate and assess AML Screening alerts/reports
- Ensure efficient identification and monitoring of AML activities such as triggering event review, timeliness of STRs filing
- Perform periodic review of high and medium risk customers to ensure completeness of KYC records and are current and up to date.
- Provide AML advisory support for RMs in performing AML risk assessment and assist in liaising with Division Office and RCU on AML issues
- Communicate AML and related compliance updates and conduct internal anti-money laundering training sessions as necessary
- Review/update AML policies and guidelines within EB
- Maintain and prepare AML reports
Qualifications
Requirements:
- Degree holder or above with at least 3 to 5 years of relevant experience, preference bank account opening, client on-boarding and client data management experiences
- Knowledge of local regulatory guidelines, KYC/AML guidelines and good awareness of bank controls and operations risk
- Knowledge the use of World check / Factiva
- Proficiency in MS office applications
- Excellent analytical, written interpersonal, communication and written skills
- Detail oriented with the ability to multi-task
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