- International Share Transfer Agency
- Excellent Career Opportunity
Reporting to the Head of Legal and Compliance for Asia, your main responsibility will be to provide advice and guidance on general and regulatory activities. You will be tasked with advising on AML to the business to enhance due diligence, provide compliance training to all staff, perform Name Search activities in the process of KYC or AML reviews, and ensure all compliance related documentation are maintained and regularly updated, as well as liaise with regulators (i.e. HKMA and SFC).
To qualify, you should have a degree in Accounting, Law, and/or other related disciplines, and at least 10 or more years of experience in compliance within financial institutions. Solid experience in AML and cyber-security within financial institutions, and familiarity with listing rules, code and guidance by the SFC and HKMA are required. You will also need to have strong communication and interpersonal skills in English, Cantonese, and Mandarin.
To apply for this job
Contact: Osborne Mak quoting job ref: VSA-1289
Telephone: 852 - 2525 8820