Compliance Associate- Mandarin speaker
- Recruiter
- MW Recruitment Ltd
- Location
- United Kingdom
- Posted
- 17 Jan 2018
- Closes
- 25 Jan 2018
- Job role
- Accountant
- Sector
- Accounting - Public practice
Our client is a FX brokers based in the city. Due to growth an opportunity has arisen for a Compliance associate. Mandarin is essential for this role.
Main duties will include
On-Boarding of Clients (retail, institutional and professional clients) with particular regard to AML, CDD and KYC regulations
Ensure full security and AML/CTF checks are completed in line with procedure, using various AML/CTF tools as required;
Assisting with the cyclical review of KYC documentation
Be fully aware and up to date with relevant regulations
Escalating high-risk issues to Head of Compliance.
Ensure breaches are identified, escalated and mitigating activities are agreed
Liaising with different stakeholders in the firm
Investigate complaints and agree conclusions with Head of Compliance
Provide input into and assist with the drafting and review of relevant Compliance policies and procedures
To produce periodic Compliance reports
Carrying our Compliance Projects
Any ad hoc duties as required by the manager and business needs
The ideal candidate will be
Educated to degree Level
Ability to speak Mandarin
Have a knowledge of PEP, Sanctions & AML regulations
Be aware of FCA regulations and handbook
Desirable Skills
Compliance experience within Brokerage firm preferred
In return you can expect a rewarding career at a company with a great work/life balance, excellent benefits and a great team.
*** Please note only candidates who are fluent in mandarin and eligible to work in the UK will be considered for this role**
To be considered for this role please click apply now
This job was originally posted as www.cityjobs.com/job/959963810
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